Filing Details
- Accession Number:
- 0001209191-21-008750
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-09 15:29:44
- Reporting Period:
- 2021-02-09
- Accepted Time:
- 2021-02-09 15:29:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1641281 | Bolt Biotherapeutics Inc. | BOLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245624 | James Healy | C/O Bolt Biotherapeutics, Inc. 900 Chesapeake Drive Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-09 | 1,104,209 | $0.00 | 1,104,209 | No | 4 | C | Indirect | By Sofinnova Venture Partners X, L.P. |
Common Stock | Acquisiton | 2021-02-09 | 1,200,228 | $0.00 | 2,304,437 | No | 4 | C | Indirect | By Sofinnova Venture Partners X, L.P. |
Common Stock | Acquisiton | 2021-02-09 | 450,000 | $20.00 | 2,754,437 | No | 4 | P | Indirect | By Sofinnova Venture Partners X, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Sofinnova Venture Partners X, L.P. |
No | 4 | C | Indirect | By Sofinnova Venture Partners X, L.P. |
No | 4 | P | Indirect | By Sofinnova Venture Partners X, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C-1 Preferred Stock | Disposition | 2021-02-09 | 1,104,209 | $0.00 | 1,104,209 | $0.00 |
Common Stock | Series C-2 Preferred Stock | Disposition | 2021-02-09 | 1,200,228 | $0.00 | 1,200,228 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series C-1 Preferred Stock automatically converted into shares of Common Stock of the Issuer on a 1:1 basis immediately upon closing of the Issuer's initial public offering (the "IPO") and had no expiration date.
- The securities reported herein are held of record by Sofinnova Venture Partners X, L.P. ("SVP X"). Sofinnova Management X, L.L.C. ("SM X") is the general partner of SVP X. The Reporting Person is one of three managing members of SM X and may be deemed to have shared voting and dispositive power over the shares held by SVP X. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein.
- The Series C-2 Preferred Stock automatically converted into shares of Common Stock of the Issuer on a 1:1 basis immediately upon closing of the Issuer's IPO and had no expiration date.