Filing Details

Accession Number:
0000106640-21-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-08 18:04:23
Reporting Period:
2021-02-04
Accepted Time:
2021-02-08 18:04:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545393 Carlos Joao Brega Whirlpool Corporation
2000 N. M-63
Benton Harbor MI 49022
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2021-02-04 3,000 $132.19 30,571 No 4 M Direct
Common Disposition 2021-02-04 3,000 $191.34 27,571 No 4 S Direct
Common Acquisiton 2021-02-05 1,866 $132.19 29,437 No 4 M Direct
Common Disposition 2021-02-05 6,866 $190.23 22,571 No 4 S Direct
Common Stock Acquisiton 2021-02-08 4,952 $138.56 27,523 No 4 M Direct
Common Stock Acquisiton 2021-02-08 3,291 $139.36 30,814 No 4 M Direct
Common Stock Disposition 2021-02-08 8,243 $199.53 22,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Options (Right to Buy) Disposition 2021-02-04 3,000 $0.00 3,000 $132.19
Common Employee Stock Options (Right to Buy) Disposition 2021-02-05 1,866 $0.00 1,866 $132.19
Common Stock Employee Stock Options (Right to Buy) Disposition 2021-02-08 4,952 $0.00 4,952 $138.56
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-02-08 3,291 $0.00 3,291 $139.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,866 2017-02-15 2026-02-15 No 4 M Direct
0 2017-02-15 2026-02-15 No 4 M Direct
0 2015-02-17 2024-02-17 No 4 M Direct
6,578 2020-02-18 2029-02-18 No 4 M Direct
Footnotes
  1. Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  2. Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  3. Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
  4. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.