Filing Details
- Accession Number:
- 0000106640-21-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-08 18:04:23
- Reporting Period:
- 2021-02-04
- Accepted Time:
- 2021-02-08 18:04:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545393 | Carlos Joao Brega | Whirlpool Corporation 2000 N. M-63 Benton Harbor MI 49022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2021-02-04 | 3,000 | $132.19 | 30,571 | No | 4 | M | Direct | |
Common | Disposition | 2021-02-04 | 3,000 | $191.34 | 27,571 | No | 4 | S | Direct | |
Common | Acquisiton | 2021-02-05 | 1,866 | $132.19 | 29,437 | No | 4 | M | Direct | |
Common | Disposition | 2021-02-05 | 6,866 | $190.23 | 22,571 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-02-08 | 4,952 | $138.56 | 27,523 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-02-08 | 3,291 | $139.36 | 30,814 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-02-08 | 8,243 | $199.53 | 22,571 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Employee Stock Options (Right to Buy) | Disposition | 2021-02-04 | 3,000 | $0.00 | 3,000 | $132.19 |
Common | Employee Stock Options (Right to Buy) | Disposition | 2021-02-05 | 1,866 | $0.00 | 1,866 | $132.19 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2021-02-08 | 4,952 | $0.00 | 4,952 | $138.56 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-08 | 3,291 | $0.00 | 3,291 | $139.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,866 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
0 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
0 | 2015-02-17 | 2024-02-17 | No | 4 | M | Direct |
6,578 | 2020-02-18 | 2029-02-18 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
- Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.