Filing Details
- Accession Number:
- 0001179110-21-001413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-08 16:54:48
- Reporting Period:
- 2021-02-05
- Accepted Time:
- 2021-02-08 16:54:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
943431 | Joshua Ruch | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1082907 | Habib Kairouz | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1120545 | Mark Leschly | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1325385 | Rho Capital Partners Llc | 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No | |
1533276 | Rho Ventures Iii Holdings Llc | C/O Rho Capital Partners 152 West 57Th Street, 23Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-02-05 | 3,932,859 | $0.00 | 3,932,859 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2021-02-05 | 294,965 | $50.00 | 3,637,894 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A-1 Convertible Preferred Stock | Disposition | 2021-02-05 | 567,991 | $0.00 | 567,991 | $0.00 |
Common Stock | Class A-2 Convertible Preferred Stock | Disposition | 2021-02-05 | 3,364,868 | $0.00 | 3,364,868 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- All of the shares of convertible preferred stock automatically converted into shares of the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
- These securities are owned directly by Rho Ventures III Holdings LLC ("RV III"). Rho Capital Partners LLC ("RCP") is the managing member of RV III, and each of Mark Leschly, Habib Kairouz and Joshua Ruch are managing members of RCP and exercise shared voting and investment power with respect to the shares owned by RV III. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his or its respective pecuniary interest therein.