Filing Details

Accession Number:
0001181431-11-024078
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-14 19:09:54
Reporting Period:
2011-04-13
Filing Date:
2011-04-14
Accepted Time:
2011-04-14 19:09:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709283 Quantum Corp QTM Computer Storage Devices (3572) 942665054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204925 Richard Belluzzo C/O Quantum Corporation
1650 Technology Drive, Ste. 800
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-13 33,600 $0.98 1,116,387 No 4 M Direct
Common Stock Disposition 2011-04-13 33,600 $3.25 1,082,787 No 4 S Direct
Common Stock Acquisiton 2011-04-14 56,400 $0.98 1,139,187 No 4 M Direct
Common Stock Acquisiton 2011-04-14 300,000 $2.97 1,439,187 No 4 M Direct
Common Stock Disposition 2011-04-14 356,400 $3.30 1,082,787 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options Disposition 2011-04-13 33,600 $0.00 33,600 $0.98
Common Stock Non-Qualified Stock Options Disposition 2011-04-14 56,400 $0.00 56,400 $0.98
Common Stock Non-Qualified Stock Options Disposition 2011-04-14 300,000 $0.00 300,000 $2.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
766,400 2010-07-01 2016-07-01 No 4 M Direct
710,000 2010-07-01 2016-07-01 No 4 M Direct
1,565,320 2003-09-01 2012-09-03 No 4 M Direct
Footnotes
  1. Reflects the exercise of the stock options listed in Table II of this Form 4.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010.
  3. The options are fully vested and immediately exercisable.