Filing Details
- Accession Number:
- 0001126328-21-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-05 16:20:59
- Reporting Period:
- 2021-02-03
- Accepted Time:
- 2021-02-05 16:20:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1565742 | Mark Timothy Dunbar | 711 High Street Des Moines IA 50392 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-03 | 11,125 | $34.26 | 82,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-03 | 11,125 | $51.11 | 70,884 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-03 | 3,708 | $0.00 | 3,708 | $34.26 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-03 | 3,708 | $0.00 | 3,708 | $34.26 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-03 | 3,709 | $0.00 | 3,709 | $34.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-29 | 2021-02-28 | No | 4 | M | Direct |
| 0 | 2013-02-28 | 2021-02-28 | No | 4 | M | Direct |
| 0 | 2014-02-28 | 2021-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 114 | Indirect | By Spouse |
Footnotes
- Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Billionaire Hedge Funds
