Filing Details

Accession Number:
0001140361-21-003484
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-04 20:59:54
Reporting Period:
2021-01-29
Accepted Time:
2021-02-04 20:59:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1830197 Home Point Capital Inc. HMPT Mortgage Bankers & Loan Correspondents (6162) 471776572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1843125 Martin Phillip Miller C/O Home Point Capital Inc.
2211 Old Earhart Road, Suite 250
Ann Arbor MI 48105
Chief Operating Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-02-02 1,409 $12.16 25,554 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2021-01-29 134,818 $0.00 134,818 $1.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
134,818 2029-09-11 No 4 A Direct
Footnotes
  1. This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
  2. These stock options vest in five equal annual installments beginning on September 11, 2020.
  3. These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.