Filing Details
- Accession Number:
- 0001140361-21-003474
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-04 20:41:24
- Reporting Period:
- 2021-01-29
- Accepted Time:
- 2021-02-04 20:41:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1830197 | Home Point Capital Inc. | HMPT | Mortgage Bankers & Loan Correspondents (6162) | 471776572 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1842913 | R. Phillip Jr. Shoemaker | C/O Home Point Capital Inc. 2211 Old Earhart Road, Suite 250 Ann Arbor MI 48105 | President Of Originations | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-02-02 | 6,923 | $12.16 | 125,511 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2021-01-29 | 539,273 | $0.00 | 539,273 | $1.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
539,273 | 2028-12-05 | No | 4 | A | Direct |
Footnotes
- This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
- These stock options vest in five equal annual installments beginning on December 5, 2019.
- These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.