Filing Details
- Accession Number:
- 0001127602-21-003943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-04 16:15:37
- Reporting Period:
- 2021-02-02
- Accepted Time:
- 2021-02-04 16:15:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730101 | Denise Pickett | 200 Vesey Street, American Express Tower New York NY 10285-5001 | President, Glbl Services Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-02 | 30,000 | $65.43 | 44,918 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-02 | 26,945 | $119.09 | 17,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-02 | 2,347 | $119.09 | 15,626 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-02-02 | 30,000 | $0.00 | 30,000 | $65.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-04-29 | 2026-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,385 | Indirect | by ESOP |
Footnotes
- The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise.
- Includes shares acquired pursuant to dividend reinvestment.
- Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
- Of these 30,000 options, 10,000 became exercisable on April 29, 2018; 10,000 became exercisable on April 29, 2019; 10,000 became exercisable on April 29, 2020 based on the Company's positive cumulative net income over the 2-3-4-year performance period.
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