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Filing Details

Accession Number:: 0001567619-21-002175
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-04 11:38:49
Reporting Period:: 2021-02-02

Accepted Time:: 2021-02-04 11:38:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
62234	Marcus Corp	MCS	Services-Motion Picture Theaters (7830)	391139844

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1333075	S Gregory Marcus	The Marcus Corporation 100 E. Wisconsin Ave., Suite 1900 Milwaukee WI 53202	President And Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-02-02	37,973	$10.00	237,518	No	4	M	Direct
Common Stock	Disposition	2021-02-02	37,973	$17.57	199,545	No	4	S	Direct
Common Stock	Acquisiton	2021-02-03	12,027	$10.00	211,572	No	4	M	Direct
Common Stock	Disposition	2021-02-03	12,027	$17.59	199,545	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy) (granted 7/26/11)	Disposition	2021-02-02	37,973	$0.00	37,973	$10.00
Common Stock	Stock Option (right to buy) (granted 7/26/11)	Disposition	2021-02-03	12,027	$0.00	12,027	$10.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,027		2021-07-26	No	4	M	Direct
10,000		2021-07-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	75	Indirect	As custodian
Common Stock	7,245	Indirect	By 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy) (granted 7/31/12)	$13.12	2022-07-31	52,000	52,000	Direct
Common Stock	Stock Option (right to buy) (granted 7/30/13)	$13.04	2023-07-30	57,500	57,500	Direct
Common Stock	Stock Option (right to buy) (granted 7/29/14)	$18.34	2024-07-29	49,500	49,500	Direct
Common Stock	Stock Option (right to buy) (granted 7/28/15)	$20.26	2025-07-28	44,100	44,100	Direct
Common Stock	Stock Option (right to buy) (granted 3/1/16)	$18.68	2026-03-01	28,500	28,500	Direct
Common Stock	Stock Option (right to buy) (granted 2/28/17)	$31.20	2027-02-28	40,000	40,000	Direct
Common Stock	Stock Option (right to buy) (granted 2/27/18)	$27.00	2028-02-27	75,000	75,000	Direct
Common Stock	Stock Option (right to buy) (granted 2/26/19)	$41.90	2029-02-26	70,200	70,200	Direct
Common Stock	Stock Option (right to buy) (granted 2/25/20)	$28.88	2030-02-25	121,000	121,000	Direct
Common Stock	Stock Option (right to buy) (granted 5/8/20)	$12.71	2030-05-08	80,000	80,000	Direct
Common Stock	Class B Common Stock	$0.00		191,056	191,056	Direct
Common Stock	Class B Common Stock	$0.00		10,786	10,786	Indirect
Common Stock	Class B Common Stock	$0.00		8,388	8,388	Indirect
Common Stock	Class B Common Stock	$0.00		18,233	18,233	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-07-31	52,000	52,000	Direct
2023-07-30	57,500	57,500	Direct
2024-07-29	49,500	49,500	Direct
2025-07-28	44,100	44,100	Direct
2026-03-01	28,500	28,500	Direct
2027-02-28	40,000	40,000	Direct
2028-02-27	75,000	75,000	Direct
2029-02-26	70,200	70,200	Direct
2030-02-25	121,000	121,000	Direct
2030-05-08	80,000	80,000	Direct
	191,056	191,056	Direct
	10,786	10,786	Indirect
	8,388	8,388	Indirect
	18,233	18,233	Indirect

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.69. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.92. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
As sole custodian of the Alexandra Marcus U/WI/UTMA.
Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
This security is convertible into common stock on a 1-for-1 basis at no cost.
This security is immediately exercisable.
No expiration date.
As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.