Filing Details
- Accession Number:
- 0001562180-21-000892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-04 10:25:15
- Reporting Period:
- 2021-02-02
- Accepted Time:
- 2021-02-04 10:25:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575523 | C Philip Cox | 3005 Tasman Drive Santa Clara CA 95054 | Chief Operations Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-02 | 905 | $105.18 | 9,643 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-02-02 | 2,008 | $178.39 | 11,651 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-02 | 905 | $467.97 | 10,746 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-02 | 2,008 | $467.97 | 8,738 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-02 | 2,372 | $467.82 | 6,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-02-02 | 905 | $0.00 | 905 | $105.18 |
| Common Stock | Stock Option | Disposition | 2021-02-02 | 2,008 | $0.00 | 2,008 | $178.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-05-02 | No | 4 | M | Direct | |
| 669 | 2024-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 8 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $467.66 to $468.04; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 02-May-2016.
- 25%/4yr beginning on 02-May-2017.
Billionaire Hedge Funds
