Filing Details
- Accession Number:
- 0001628280-21-001446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-03 21:52:09
- Reporting Period:
- 2020-12-03
- Accepted Time:
- 2021-02-03 21:52:09
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586852 | Omid Farokhzad | C/O Seer, Inc. 3800 Bridge Parkway, Suite 102 Redwood City CA 94065 | Ceo And Chair Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-12-03 | 22,320 | $0.00 | 610,856 | No | 4 | A | Direct | |
Class A Common Stock | Acquisiton | 2021-01-21 | 32,700 | $0.00 | 285,615 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-02-01 | 359,501 | $0.00 | 645,116 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-02-01 | 416,409 | $0.00 | 416,409 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-02-01 | 313,369 | $64.15 | 297,487 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-02-01 | 359,501 | $64.15 | 285,615 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-02-01 | 416,409 | $64.15 | 0 | No | 4 | S | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2021-02-01 | 87,000 | $0.00 | 384,487 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-21 | 32,700 | $0.00 | 32,700 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-02-01 | 359,501 | $0.00 | 359,501 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-02-01 | 416,409 | $0.00 | 416,409 | $0.00 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2020-12-03 | 584,265 | $0.00 | 584,265 | $19.00 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-02-01 | 87,000 | $0.00 | 87,000 | $60.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,882,109 | No | 4 | C | Indirect | ||
1,522,608 | No | 4 | C | Indirect | ||
2,387,328 | No | 4 | C | Indirect | ||
584,265 | 2030-12-03 | No | 4 | A | Direct | |
87,000 | 2031-02-01 | No | 4 | A | Direct |
Footnotes
- The reported shares are represented by restricted stock units, or RSUs, which vest in two equal annual installments beginning on January 1, 2022.
- Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
- The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.
- The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The reported shares are represented by RSUs, which vest in four equal annual installments beginning on February 1, 2022.
- One-fourth of the shares vest on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter.
- One-fourth of the shares vest on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter.