Filing Details

Accession Number:
0000899243-21-004788
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-02-03 19:48:26
Reporting Period:
2021-02-01
Accepted Time:
2021-02-03 19:48:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1787400 Nkarta Inc. NKTX Pharmaceutical Preparations (2834) 474515206
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1816549 James Trager C/O Nkarta, Inc.
6000 Shoreline Court, Suite 102
South San Francisco CA 94080
Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-02-01 2,250 $3.89 50,672 No 4 M Direct
Common Stock Disposition 2021-02-01 2,034 $38.07 48,638 No 4 S Direct
Common Stock Disposition 2021-02-01 1,566 $39.46 47,072 No 4 S Direct
Common Stock Acquisiton 2021-02-02 2,800 $18.00 49,872 No 4 M Direct
Common Stock Disposition 2021-02-02 2,800 $40.00 47,072 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-02-01 2,250 $0.00 2,250 $3.89
Common Stock Stock Option (right to buy) Disposition 2021-02-02 2,800 $0.00 2,800 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,912 2029-09-05 No 4 M Direct
79,600 2030-07-08 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
  2. This transaction was executed in multiple trades at prices ranging from $37.71 to $38.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $39.00 to $39.65. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This option originally covered 62,162 shares of NKTX common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following September 5, 2019.
  5. This option originally covered 82,400 shares of NKTX common stock and was scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following July 9, 2020.