Filing Details
- Accession Number:
- 0001321732-21-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-03 19:22:06
- Reporting Period:
- 2021-02-01
- Accepted Time:
- 2021-02-03 19:22:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651328 | Robert James Pray | One Penumbra Place Alameda CA 94502 | President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-02-01 | 590 | $255.25 | 427,841 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 408 | $256.37 | 427,433 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 200 | $257.84 | 427,233 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 900 | $258.21 | 426,333 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 900 | $259.40 | 425,433 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 1,011 | $260.29 | 424,422 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 600 | $261.45 | 423,822 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 191 | $264.46 | 423,631 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 100 | $273.31 | 423,531 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2021-02-01 | 100 | $277.19 | 423,431 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,578 | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $254.92 to $255.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Pray Revocable Trust.
- This transaction was executed in multiple trades at prices ranging from $255.94 to $256.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $257.92 to $258.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $259.00 to $259.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $260.00 to $260.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $261.25 to $261.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $264.38 to $264.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.