Filing Details
- Accession Number:
- 0000898770-21-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-03 18:05:24
- Reporting Period:
- 2021-02-01
- Accepted Time:
- 2021-02-03 18:05:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493839 | P Diana Diaz | 9220 Kirby Dr., Suite 500 Houston TX 77054 | Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-02-01 | 1,765 | $4.30 | 10,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-01 | 1,765 | $13.26 | 8,575 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-02-02 | 63,235 | $4.30 | 71,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-02 | 63,235 | $12.63 | 8,575 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock Plan Options | Common Stock | Disposition | 2021-02-01 | 1,765 | $4.30 | 1,765 | $4.30 |
| Sharps Compliance 2010 Stock Plan Options | Common Stock | Disposition | 2021-02-02 | 63,235 | $4.30 | 63,235 | $4.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 197,505 | 2014-11-20 | 2021-11-20 | No | 4 | M | Direct |
| 134,270 | 2014-11-20 | 2021-11-20 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
- This represents the weighted average sale of 1,765 shares. Shares were sold between a range of $13.25 and $13.30.
- This represents the weighted average sale of 63,235 shares. Shares were sold between a range of $12.39 and $12.88.
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