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Home > Insider Trading > Filing (0001012975-11-000075)

Filing Details

Accession Number:: 0001012975-11-000075
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-13 20:14:51
Reporting Period:: 2011-04-11

Filing Date:: 2011-04-13
Accepted Time:: 2011-04-13 20:14:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
930553	Ista Pharmaceuticals Inc	ISTA	Pharmaceutical Preparations (2834)	330511719

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196201	Kathleen Laporte	C/O New Leaf Venture Partners 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-04-11	1,615,385	$1.41	8,561,041	No	4	X	Indirect	See footnote
Common Stock	Disposition	2011-04-11	216,526	$10.52	8,344,515	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants (right to buy)	Acquisiton	2011-04-11	1,615,385	$0.00	1,615,385	$1.41
Common Stock	Warrants (right to buy)	Disposition	2011-04-11	1,615,385	$0.00	1,615,385	$1.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,615,385			No	4	P	Indirect
0			No	4	X	Indirect

Footnotes

See Footnote 1 in Exhibit 99.1
See Footnote 2 in Exhibit 99.1
See Footnote 3 in Exhibit 99.1
See Footnote 4 in Exhibit 99.1