Filing Details
- Accession Number:
- 0001764925-21-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-03 17:02:45
- Reporting Period:
- 2021-02-01
- Accepted Time:
- 2021-02-03 17:02:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1764925 | Slack Technologies Inc. | WORK | Services-Prepackaged Software (7372) | 264400325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775681 | Allen Shim | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-02-01 | 56,407 | $0.00 | 274,567 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-02-01 | 25,302 | $42.45 | 249,265 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units | Disposition | 2021-02-01 | 42,657 | $0.00 | 42,657 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-02-01 | 42,657 | $0.00 | 42,657 | $0.00 |
Class B Common Stock | Restricted Stock Units | Disposition | 2021-02-01 | 13,750 | $0.00 | 13,750 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-02-01 | 13,750 | $0.00 | 13,750 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-02-01 | 56,407 | $0.00 | 56,407 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
170,625 | 2025-02-21 | No | 4 | M | Direct | |
42,657 | No | 4 | M | Direct | ||
110,000 | 2026-02-26 | No | 4 | M | Direct | |
56,407 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 271,468 | Indirect | By LLC |
Class A Common Stock | 76,308 | Indirect | By Allen Shim, trustee of the Allen Shim 2019 Grantor Retained Annuity Trust dated May 1, 2019 |
Class A Common Stock | 1,529,105 | Indirect | By The Shim-Park Family Revocable Trust |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- These shares are held of record by a LLC of which the Reporting Person is the manager. A family trust, for which the Reporting Person is investment advisor, is the sole member of the LLC.
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 quarterly installments commencing on May 1, 2018, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its of Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the listing and public trading of its of Class A Common Stock on June 20, 2019.