Filing Details

Accession Number:
0001209191-11-022821
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-13 19:32:07
Reporting Period:
2011-04-11
Filing Date:
2011-04-13
Accepted Time:
2011-04-13 19:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513887 Ibelis Fleming 800 W. Olympic Blvd., Suite 406
Los Angeles CA 90015
Svp/Managing Dir North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-11 488 $82.97 5,172 No 4 S Direct
Common Stock Acquisiton 2011-04-11 2,083 $38.96 7,255 No 4 M Direct
Common Stock Disposition 2011-04-11 1,378 $83.86 5,877 No 4 D Direct
Common Stock Acquisiton 2011-04-11 2,450 $40.25 8,327 No 4 M Direct
Common Stock Disposition 2011-04-11 1,644 $83.86 6,683 No 4 D Direct
Common Stock Acquisiton 2011-04-11 1,000 $43.13 7,683 No 4 M Direct
Common Stock Disposition 2011-04-11 694 $83.86 6,989 No 4 D Direct
Common Stock Acquisiton 2011-04-11 1,200 $39.52 8,189 No 4 M Direct
Common Stock Disposition 2011-04-11 799 $83.86 7,390 No 4 D Direct
Common Stock Acquisiton 2011-04-11 1,300 $13.64 8,690 No 4 M Direct
Common Stock Disposition 2011-04-11 612 $83.86 8,078 No 4 D Direct
Common Stock Disposition 2011-04-12 2,906 $82.89 5,172 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights (Right to Buy) Disposition 2011-04-11 2,083 $0.00 2,083 $38.96
Common Stock Stock Appreciation Rights (Right to Buy) Disposition 2011-04-11 2,450 $0.00 2,450 $40.25
Common Stock Stock Appreciation Rights (Right to Buy) Disposition 2011-04-11 1,000 $0.00 1,000 $43.13
Common Stock Stock Appreciation Rights (Right to Buy) Disposition 2011-04-11 1,200 $0.00 1,200 $39.52
Common Stock Stock Appreciation Rights (Right to Buy) Disposition 2011-04-11 1,300 $0.00 1,300 $13.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
367 2016-11-30 No 4 M Direct
0 2017-05-29 No 4 M Direct
1,000 2018-02-28 No 4 M Direct
1,800 2018-09-30 No 4 M Direct
1,950 2019-02-27 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2011.
  2. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which vest in 5% increments comencing on December 31, 2006 and on the last day of each subsequent calendar quarter until fully vested.
  3. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested May 29, 2010.
  4. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% vested February 28, 2011.
  5. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested September 30, 2009, 20% vested September 30, 2010, and the remaining 60% will vest September 30, 2011.
  6. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% vested February 27, 2011 and the remaining 60% will vest February 27, 2012.