Filing Details
- Accession Number:
- 0001209191-11-022821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-13 19:32:07
- Reporting Period:
- 2011-04-11
- Filing Date:
- 2011-04-13
- Accepted Time:
- 2011-04-13 19:32:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513887 | Ibelis Fleming | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp/Managing Dir North America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-04-11 | 488 | $82.97 | 5,172 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 2,083 | $38.96 | 7,255 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 1,378 | $83.86 | 5,877 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 2,450 | $40.25 | 8,327 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 1,644 | $83.86 | 6,683 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 1,000 | $43.13 | 7,683 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 694 | $83.86 | 6,989 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 1,200 | $39.52 | 8,189 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 799 | $83.86 | 7,390 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 1,300 | $13.64 | 8,690 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 612 | $83.86 | 8,078 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-04-12 | 2,906 | $82.89 | 5,172 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-04-11 | 2,083 | $0.00 | 2,083 | $38.96 |
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-04-11 | 2,450 | $0.00 | 2,450 | $40.25 |
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-04-11 | 1,000 | $0.00 | 1,000 | $43.13 |
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-04-11 | 1,200 | $0.00 | 1,200 | $39.52 |
Common Stock | Stock Appreciation Rights (Right to Buy) | Disposition | 2011-04-11 | 1,300 | $0.00 | 1,300 | $13.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
367 | 2016-11-30 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
1,000 | 2018-02-28 | No | 4 | M | Direct | |
1,800 | 2018-09-30 | No | 4 | M | Direct | |
1,950 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which vest in 5% increments comencing on December 31, 2006 and on the last day of each subsequent calendar quarter until fully vested.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 29, 2009 and the remaining 60% vested May 29, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% vested February 28, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested September 30, 2009, 20% vested September 30, 2010, and the remaining 60% will vest September 30, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% vested February 27, 2011 and the remaining 60% will vest February 27, 2012.