Home > Insider Trading > Filing (0001127602-21-003647)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077771	Umpqua Holdings Corp	UMPQ	Savings Institution, Federally Chartered (6035)	931261319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1322289	L Ron Farnsworth	One Sw Columbia Street, Suite 1200 Portland OR 97204	Evp/Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-02-01	13,100	$14.69	211,637	No	4	S	Direct
Common Stock	Disposition	2021-02-02	1,385	$15.24	210,252	No	4	F	Direct
Common Stock	Disposition	2021-02-02	2,133	$0.00	208,119	No	4	D	Direct
Common Stock	Acquisiton	2021-02-02	77	$0.00	1,508	No	4	J	Indirect	by 401(k)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	F	Direct
No	4	D	Direct
No	4	J	Indirect	by 401(k)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,179	Indirect	by IRA
Common Stock	2,274	Indirect	by Spouse IRA

Footnotes

Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.585 to $14.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within these ranges.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Net shares forfeited under the PSA granted 2/2/18 (in accordance with Rule 16b-3(e)) due to the issuer's TSR performance not being met at target.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Not required.