Filing Details
- Accession Number:
- 0001127602-21-003641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-03 14:50:21
- Reporting Period:
- 2021-02-01
- Accepted Time:
- 2021-02-03 14:50:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077771 | Umpqua Holdings Corp | UMPQ | Savings Institution, Federally Chartered (6035) | 931261319 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490201 | L Cort O'haver | One Sw Columbia Street, Suite 1200 Portland OR 97204 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-02-01 | 5,750 | $14.69 | 492,394 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-02-02 | 10,072 | $0.00 | 482,322 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 plan to satisfy tax obligations upon vesting of stock awards.
- Net shares forfeited under the PSA granted 2/2/18 (in accordance with Rule 16b-3(e)) due to the issuer's TSR performance not being met at target.
Billionaire Hedge Funds
