Filing Details
- Accession Number:
- 0001209191-21-006980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-02 19:47:14
- Reporting Period:
- 2021-01-30
- Accepted Time:
- 2021-02-02 19:47:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768725 | Marc Rosen | C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111 | Evp & President, Lsa | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-01-30 | 2,443 | $19.71 | 103,798 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2021-02-01 | 11,838 | $0.00 | 115,636 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-02-01 | 19,508 | $19.64 | 96,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Appreciation Rights | Disposition | 2021-02-01 | 21,310 | $0.00 | 21,310 | $6.90 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-02-01 | 21,310 | $6.90 | 21,310 | $0.00 |
| Class B Common Stock | Stock Appreciation Rights | Disposition | 2021-02-01 | 14,350 | $0.00 | 14,350 | $9.60 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-02-01 | 14,350 | $9.60 | 14,350 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-02-01 | 23,822 | $19.68 | 23,822 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-02-01 | 11,838 | $0.00 | 11,838 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-01 | No | 4 | M | Direct | |
| 21,310 | No | 4 | M | Direct | ||
| 14,340 | 2025-01-20 | No | 4 | M | Direct | |
| 35,660 | No | 4 | M | Direct | ||
| 11,838 | No | 4 | D | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 28,350 | Indirect | See Footnote |
Footnotes
- Shares withheld to cover tax obligation from settlement of vested restricted stock units.
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
- Fully vested.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.
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