Filing Details
- Accession Number:
- 0001415889-21-000511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-02 18:54:28
- Reporting Period:
- 2021-01-29
- Accepted Time:
- 2021-02-02 18:54:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646382 | Matthew Rabinowitz | C/O Natera, Inc. 201 Industrial Road Suite 410 San Carlos CA 94070 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-29 | 307 | $0.00 | 574,703 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-29 | 400 | $0.00 | 575,103 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-02-01 | 212 | $107.40 | 574,891 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-01-29 | 307 | $0.00 | 307 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-01-29 | 400 | $0.00 | 400 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,535 | No | 4 | M | Direct | ||
| 3,603 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 613,496 | Indirect | Matthew Rabinowitz Grantor Retained Annuity Trust |
| Common Stock | 40,000 | Indirect | RMDM Trust |
Footnotes
- Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting on April 13, 2019.
- Each RSU represents a contingent right to receive one share of the common stock of the issuer.
- Represents the partial vesting and settlement of RSUs, starting on March 22, 2020.
- The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs pursuant to Rule 10b5-1.
- The RSUs vest over four years. 25% of the RSUs vested on April 13, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.
- The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
Billionaire Hedge Funds
