Filing Details
- Accession Number:
- 0001465740-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-02 17:21:23
- Reporting Period:
- 2021-01-29
- Accepted Time:
- 2021-02-02 17:21:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1791303 | Matthew Koeppen | 601 Carlson Parkway Suite 1400 Minnetonka MN 55305 | Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-29 | 2,583 | $6.03 | 166,879 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2021-02-01 | 15,808 | $6.08 | 151,071 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person.
- Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions.
- Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.06 to $6.12. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions.
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