Filing Details
- Accession Number:
- 0001213900-21-006187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-02 16:37:24
- Reporting Period:
- 2021-01-29
- Accepted Time:
- 2021-02-02 16:37:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552800 | Tile Shop Holdings Inc. | TTSH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-29 | 7,400 | $5.00 | 2,328,900 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,038,645 | Indirect | By BRC Partners Opportunity Fund, L.P. |
Footnotes
- This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), and B. Riley Securities, Inc., a Delaware corporation ("BRS"), (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of its pecuniary interest therein.
- BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, each of BRPGP, BRCM and BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRS.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. Accordingly, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock held by BRPLP and BRS. Each of Bryant R. Riley, BRF, BRS, BRPGP, BRCM and BRPLP disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.