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Filing Details

Accession Number:: 0001209191-11-022781
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-13 16:30:51
Reporting Period:: 2011-04-11

Filing Date:: 2011-04-13
Accepted Time:: 2011-04-13 16:30:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
892553	Chart Industries Inc	GTLS	Fabricated Plate Work (Boiler Shops) (3443)	341712937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1266362	F Samuel Thomas	One Infinity Corporate Centre Drive Garfield Heights OH 44125	Chairman, Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Acquisiton	2011-04-11	76,300	$6.50	231,491	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-04-11	76,300	$51.19	155,191	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2011-04-12	36,700	$6.50	191,891	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-04-12	36,700	$49.29	155,191	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2011-04-11	76,300	$0.00	76,300	$6.50
Common Stock	Stock Option (Right to Buy)	Disposition	2011-04-12	36,700	$0.00	36,700	$6.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
161,088		2015-11-23	No	4	M	Direct
124,388		2015-11-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	11,245	Indirect	By Trust
Common Stock, Par Value $0.01 Per Share	130,000	Indirect	By spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$6.50	2007-06-12	2015-11-23	356,876	356,876	Direct
Common Stock	Stock Option (Right to Buy)	$27.74		2017-08-02	18,300	18,300	Direct
Common Stock	Stock Option (Right to Buy)	$30.95		2018-01-02	18,950	18,950	Direct
Common Stock	Stock Option (Right to Buy)	$11.00		2019-01-02	50,000	50,000	Direct
Common Stock	Stock Option (Right to Buy)	$17.03		2020-01-04	47,170	47,170	Direct
Common Stock	Stock Option (Right to Buy)	$36.45		2021-01-03	33,070	33,070	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-11-23	356,876	356,876	Direct
2017-08-02	18,300	18,300	Direct
2018-01-02	18,950	18,950	Direct
2019-01-02	50,000	50,000	Direct
2020-01-04	47,170	47,170	Direct
2021-01-03	33,070	33,070	Direct

Footnotes

These securities were acquired pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.
28,947 and 12,990 shares of the total amount beneficially owned were granted on February 22, 2010 and January 3, 2011, respectively, pursuant to restricted stock award agreements under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
These securities were sold pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $50.00 - $53.80. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $47.43 - $51.02. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
Held by trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
These options were exercised pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.
These options were granted on November 23, 2005 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually from the date of grant in equal installments over five years based on continued service.
These options were granted on November 23, 2005 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.
These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.