Filing Details
- Accession Number:
- 0000014693-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-13 16:17:45
- Reporting Period:
- 2011-04-11
- Filing Date:
- 2011-04-13
- Accepted Time:
- 2011-04-13 16:17:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1156385 | Owsley Frazier Brown | 850 Dixie Highway Louisville KY 40210 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Disposition | 2011-04-11 | 117,419 | $67.94 | 37,916 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 415,514 | Direct | |
| Class A Common | 5,653,921 | Indirect | Avish Agincourt, LLC |
| Class A Common | 5,653,921 | Indirect | Avish Agincourt, LLC |
| Class B Common | 5,051,236 | Indirect | Avish Agincourt, LLC |
| Class B Common | 5,051,236 | Indirect | Avish Agincourt, LLC |
| Class B Common | 4,933,817 | Indirect | Avish Agincourt, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | $46.19 | 2005-07-28 | 2015-04-30 | 6,498 | 6,498 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-04-30 | 6,498 | 6,498 | Direct |
Footnotes
- Price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $67.715 to $68.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
Billionaire Hedge Funds
