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Filing Details

Accession Number:: 0000899243-21-003990
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-01 21:41:49
Reporting Period:: 2020-02-20

Accepted Time:: 2021-02-01 21:41:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1770787	10X Genomics Inc.	TXG	Laboratory Analytical Instruments (3826)	455614458

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1788486	Paladin Capital Cyber Group, Llc	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788487	Robert Michael Steed	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788494	Paladin Holdings Iii (Cayman Islands), L.p.	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788495	Paladin Holdings Iii, L.p.	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788496	Paladin Cyber Holdings, L.p.	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788497	Paladin Capital Management, Llc	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788499	Paladin Capital Group Iii, Llc	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No
1788523	Paladin Homeland Security Corp Iii, Ltd.	2020 K Street, Nw Suite 620 Washington DC 20006	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-02-20	8,675,167	$0.00	8,675,167	No	4	C	Indirect	See Footnotes
Class A Common Stock	Disposition	2020-03-16	619,306	$0.00	8,055,861	No	4	J	Indirect	See Footnotes
Class A Common Stock	Disposition	2020-03-17	1,527,241	$0.00	6,618,151	No	4	J	Indirect	See Footnotes
Class A Common Stock	Disposition	2020-04-21	568	$74.48	6,617,583	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2020-04-30	1,000,000	$78.25	5,617,583	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-02-20	8,675,167	$0.00	8,675,167	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Footnotes

The Class B Common Stock is convertible at any time at the option of the holder into Class A Common Stock on a 1:1 basis. There is no expiration date for the Class B Common Stock.
The Common Stock is held directly by Paladin III, LP, Paladin III (NY City), LP, Paladin III (Cayman Islands), LP, Paladin III (HR), LP, Paladin III (CA), LP, Paladin III Co-Investment, LLC ("Co-Investment") and Paladin International, LLC ("International"). Paladin III (Cayman Islands), LP is hereinafter referred to as the "Cayman Fund". Paladin III, LP, Paladin III (NY City), LP, Paladin III (HR), LP and Paladin III (CA), LP are hereinafter referred to as the "US Funds" and collectively with the Cayman Fund, Co-Investment and International, the "Paladin Shareholders". Each Paladin Shareholder beneficially owns less than 10% of the Common Stock.
On March 16 and 17, 2020, Co-Investment and International distributed an aggregate of 2,146,547 shares of Class A Common Stock to their respective members on a pro rata basis for no consideration.
The reported securities are held directly by the Paladin Shareholders. Paladin Capital Management, LLC ("Paladin Adviser") is the discretionary investment adviser to the US Funds, the Cayman Fund and International. Paladin Holdings III, L.P. ("Paladin GP") is the general partner of the US Funds and the managing member of Co-Investment. Paladin Holdings III (Cayman Islands), L.P. ("Paladin Cayman GP") is the general partner of the Cayman Fund. Paladin Cyber Holdings, L.P. ("Paladin Cyber") is the managing member of International. Paladin Capital Group III, LLC ("Capital III") is the general partner of Paladin GP, Paladin Homeland Security Corporation III, Ltd. ("Paladin III") is the general partner of Paladin Cayman GP, and Paladin Capital Cyber Group, LLC ("Cyber III") is the general partner of Paladin Cyber. Capital III, Paladin III and Cyber III are ultimately controlled by Michael Steed, who is also the Managing Partner of Paladin Adviser.
(Continued from Footnote 4) Each of Paladin Adviser, Paladin GP, Paladin Cayman GP, Paladin Cyber, Capital III, Paladin III, Cyber III, and Mr. Steed (collectively, the "Paladin Managers") may be deemed to have voting and dispositive power over the reported securities held of record by one or more of the Paladin Shareholders. Each of the Paladin Managers disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the reported securities.