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Filing Details

Accession Number:: 0001271163-21-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-01 21:34:53
Reporting Period:: 2020-10-30

Accepted Time:: 2021-02-01 21:34:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Shares, Par Value $0.001	Disposition	2020-10-30	2,350,000	$0.00	190,348	No	4	J	Direct
Common Shares, Par Value $0.001	Acquisiton	2021-01-28	5,990	$8.78	198,938	No	4	P	Direct
Common Shares, Par Value $0.001	Acquisiton	2021-01-29	302	$8.81	199,240	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares, Par Value $0.001	1,782,782	Indirect	Associated Capital Group, Inc.
Common Shares, Par Value $0.001	7,174	Indirect	Gabelli & Company Investment Advisers, Inc.
Common Shares, Par Value $0.001	228,460	Indirect	GGCP, Inc.
Common Shares, Par Value $0.001	56,984	Indirect	MJG IV Limited Partnership
Common Shares, Par Value $0.001	44,240	Indirect	GPJ Retirement Partners
Common Shares, Par Value $0.001	54,202	Indirect	GAMCO Investors, Inc.

Footnotes

The shares being reported were transferred to a separate trust account.
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chairman and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.