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Filing Details

Accession Number:: 0001567619-21-001903
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-02-01 19:09:52
Reporting Period:: 2021-01-28

Accepted Time:: 2021-02-01 19:09:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1786108	Trinity Capital Inc.	NONE	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1607203	Eagle Point Credit Management Llc	600 Steamboat Road, Suite 202 Greenwich CT 06830		No	No	Yes	No
1617694	P. Thomas Majewski	600 Steamboat Road, Suite 202 Greenwich CT 06830	Chief Executive Officer	Yes	Yes	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Acquisiton	2021-01-28	357,142	$14.00	357,142	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	3,333	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, $0.001 Par Value Per Share	6.00% Convertible Notes due 2025	$15.00	2020-12-11	2025-12-11	3,333,335	0	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-12-11	3,333,335	0	Indirect

Footnotes

The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts.
Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
Thomas P. Majewski directly owns 3,333 shares of Common Stock in his personal capacity and thus has a direct pecuniary interest in these securities. Eagle Point has no pecuniary interest in these securities.
The conversion rate is initially 66.6667 shares of Common Stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $15 per share of Common Stock). This conversion rate is subject to certain customary formulaic adjustments pursuant to the terms of the Convertible Notes.