Filing Details
- Accession Number:
- 0000073124-21-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-01 17:40:46
- Reporting Period:
- 2021-01-28
- Accepted Time:
- 2021-02-01 17:40:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214324 | L Steven Fradkin | 50 South La Salle St Chicago IL 60603 | President/Wealth Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-28 | 8,473 | $91.50 | 51,006 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41,341 | Direct | |
| Common Stock | 34,422 | Indirect | Gift Trust |
| Common Stock | 75,000 | Indirect | 2020 GRAT |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Son |
| Common Stock | 1,762 | Indirect | Spouse as trustee for Daughter |
| Common Stock | 10,769 | Indirect | 401(k) as of 12-31-2020 |
Footnotes
- Price reflects the weighted average sales price from $91.16 to $91.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- The reporting person's spouse is trustee of this trust.
Billionaire Hedge Funds
