Filing Details
- Accession Number:
- 0001225208-21-001344
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-02-01 15:57:29
- Reporting Period:
- 2021-01-28
- Accepted Time:
- 2021-02-01 15:57:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1772612 | A Ann Adams | Three Commercial Place Norfolk VA 23510 | Evp-Chief Transform. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-28 | 807 | $0.00 | 7,782 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-01-28 | 500 | $0.00 | 8,282 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-28 | 287 | $0.00 | 8,569 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-28 | 253 | $0.00 | 8,822 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-28 | 119 | $0.00 | 8,941 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-28 | 34 | $239.74 | 8,907 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-28 | 71 | $239.74 | 8,836 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-28 | 80 | $239.74 | 8,756 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-28 | 139 | $239.74 | 8,617 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-28 | 225 | $239.75 | 8,392 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-28 | 227 | $239.10 | 8,165 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy, granted 2021) | Acquisiton | 2021-01-28 | 4,090 | $0.00 | 4,090 | $241.79 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-01-28 | 2,490 | $0.00 | 2,490 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-01-28 | 119 | $0.00 | 119 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-01-28 | 253 | $0.00 | 253 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-01-28 | 287 | $0.00 | 287 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-01-28 | 500 | $0.00 | 500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,090 | 2025-01-28 | 2031-01-28 | No | 4 | A | Direct |
| 5,533 | No | 4 | A | Direct | ||
| 5,414 | No | 4 | M | Direct | ||
| 5,161 | No | 4 | M | Direct | ||
| 863 | 2020-01-28 | 2023-01-28 | No | 4 | M | Direct |
| 0 | 2021-01-28 | 2021-01-28 | No | 4 | M | Direct |
Footnotes
- Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan).
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2021, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date.
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on August 16, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on April 25, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in three annual installments beginning on the first anniversary of the grant date. This distribution represents the first of three installments.
- Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 28, 2019, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. This distribution represents the second of four installments.
- Represents shares earned by the reporting person that were originally granted as restricted stock units on January 28, 2016, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
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