Filing Details
- Accession Number:
- 0001683168-21-000327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-29 20:55:43
- Reporting Period:
- 2021-01-27
- Accepted Time:
- 2021-01-29 20:55:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1023459 | Simulations Plus Inc | SLP | Services-Computer Integrated Systems Design (7373) | 954595609 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1627832 | Kenneth John Paglia | 42505 10Th Street West Lancaster CA 93534 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-01-27 | 3,808 | $82.10 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 3,750 | $6.75 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-27 | 316 | $80.18 | 3,434 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 5,000 | $8.62 | 8,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-27 | 538 | $80.18 | 7,896 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 3,750 | $14.50 | 11,646 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-27 | 678 | $80.18 | 10,968 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 4,000 | $34.23 | 14,968 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-27 | 1,708 | $80.18 | 13,260 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-01-29 | 13,260 | $79.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-27 | 3,750 | $0.00 | 3,750 | $6.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-27 | 5,000 | $0.00 | 5,000 | $8.62 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-27 | 3,750 | $0.00 | 3,750 | $14.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-27 | 4,000 | $0.00 | 4,000 | $34.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-08-31 | No | 4 | M | Direct | |
| 0 | 2026-08-31 | No | 4 | M | Direct | |
| 0 | 2027-08-31 | No | 4 | M | Direct | |
| 6,000 | 2029-07-19 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted-average sale price for an aggregate of 13,260 shares sold in multiple transactions at prices ranging from $79.00 to $79.80 per share. Reporting person undertakes to provide uponrequest by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully Vested
- The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
Billionaire Hedge Funds
