Filing Details
- Accession Number:
- 0000005768-11-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-13 12:18:14
- Reporting Period:
- 2011-04-11
- Filing Date:
- 2011-04-13
- Accepted Time:
- 2011-04-13 12:18:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447577 | B Robert Cline | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-11 | 338 | $51.56 | 8,038 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-11 | 338 | $90.70 | 7,700 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-04-11 | 338 | $0.00 | 338 | $51.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
169 | 2010-03-31 | 2018-06-12 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2011.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $90.27 to a high of $91.23 for an average of $90.70. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- On June 12, 2008, the reporting person was granted an option to purchase 507 shares of common stock. The option vests based on satisfaction of certain performance criteria within a five year period from date of grant. The performance criteria was met for two thirds of the shares on March 31, 2010, resulting in vesting of the option as to 338 shares.