Filing Details
- Accession Number:
- 0001179110-21-000976
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-29 18:41:49
- Reporting Period:
- 2021-01-27
- Accepted Time:
- 2021-01-29 18:41:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1651561 | Tabula Rasa Healthcare Inc. | TRHC | Services-Business Services, Nec (7389) | 465726437 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685747 | W Brian Adams | 228 Strawbridge Drive, Suite 100 Moorestown NJ 08057 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-27 | 12,000 | $3.11 | 223,126 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-27 | 12,000 | $60.00 | 211,126 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-01-29 | 28,125 | $0.00 | 49,251 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-01-27 | 12,000 | $0.00 | 12,000 | $3.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,153 | 2023-06-28 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2020.
- The stock option vested 25% on June 28, 2014 and in equal 1/36th installments each month thereafter.
- Mr. Adams received a restricted stock award of 28,125 shares of the Company's common stock on January 29, 2021. Such common stock will vest in four equal annual installments on January 12, 2021, January 12, 2022, January 12, 2023 and January 12, 2024.