Filing Details
- Accession Number:
- 0001209191-11-022739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-13 10:49:03
- Reporting Period:
- 2011-04-11
- Filing Date:
- 2011-04-13
- Accepted Time:
- 2011-04-13 10:49:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1098146 | Patriot National Bancorp Inc | PNBK | National Commercial Banks (6021) | 061559137 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498203 | A. Michael Carrazza | C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-11 | 680 | $1.99 | 12,641 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 200 | $1.94 | 12,841 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 120 | $1.98 | 12,961 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,600,000 | Indirect | By PNBK Holdings LLC |
Footnotes
- Mr. Carrazza is the managing member of PNBK Sponsor LLC, which is the managing member of PNBK Holdings LLC ("Holdings"); therefore, Mr. Carrazza may be deemed to indirectly beneficially own the shares directly owned by Holdings.