Home > Insider Trading > Filing (0000899243-21-003741)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1463972	Vuzix Corp	VUZI	Semiconductors & Related Devices (3674)	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
50863	Intel Corp	2200 Mission College Blvd Rnb-4-151 Santa Clara CA 95054		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.001	Acquisiton	2021-01-28	4,962,600	$0.00	4,962,600	No	4	C	Direct
Common Stock, Par Value $0.001	Disposition	2021-01-28	550,086	$12.63	4,412,514	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2021-01-28	299,035	$12.26	4,113,479	No	4	S	Direct
Common Stock, Par Value $0.001	Disposition	2021-01-28	4,113,479	$11.30	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2021-01-28	49,626	$0.00	4,962,600	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

On January 28, 2021, the Reporting Person delivered to the Issuer a notice of conversion with respect to 49,626 shares of Series A Convertible Preferred Stock held by the Reporting Person. Each share of Series A Convertible Preferred Stock was convertible into 100 shares Common Stock. As a result, the 49,626 shares of Series A Convertible Preferred Stock converted into 4,962,600 shares of Common Stock.
This transaction was executed in multiple trades at prices ranging from $12.35 to $13.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $12.25 to $12.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The Series A Convertible Preferred Stock was convertible at any time, at the option of the Reporting Person, and had no expiration date.