Filing Details
- Accession Number:
- 0001562180-21-000631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-29 16:08:22
- Reporting Period:
- 2021-01-27
- Accepted Time:
- 2021-01-29 16:08:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601636 | S Michael Zuckert | 3005 Tasman Drive Santa Clara CA 95054 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-01-27 | 290 | $122.55 | 8,105 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-01-27 | 2,066 | $129.81 | 10,171 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-01-27 | 3,219 | $105.18 | 13,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-01-27 | 100 | $460.57 | 13,290 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 789 | $463.29 | 12,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 400 | $464.33 | 12,101 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 2,355 | $465.54 | 9,746 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 411 | $466.30 | 9,335 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 320 | $467.95 | 9,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 500 | $469.37 | 8,515 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 500 | $470.22 | 8,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-01-27 | 200 | $471.59 | 7,815 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2021-01-27 | 290 | $0.00 | 290 | $122.55 |
Common Stock | Stock Option | Disposition | 2021-01-27 | 2,066 | $0.00 | 2,066 | $129.81 |
Common Stock | Stock Option | Disposition | 2021-01-27 | 3,219 | $0.00 | 3,219 | $105.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-03 | No | 4 | M | Direct | |
0 | 2022-05-01 | No | 4 | M | Direct | |
0 | 2023-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $462.71 to $463.51; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2015.
- 25%/4yr beginning on 02-May-2016.
- This transaction was executed in multiple trades at prices ranging from $463.77 to $464.75; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $465.05 to $465.99; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $466.18 to $466.38; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $467.69 to $468.43; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $468.88 to $469.82; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $469.92 to $470.76; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $471.18 to $472.00; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 03-Mar-2014.