Filing Details
- Accession Number:
- 0001562180-21-000627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-29 16:03:58
- Reporting Period:
- 2021-01-27
- Accepted Time:
- 2021-01-29 16:03:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421898 | Christopher Edmonds-Waters | 3005 Tasman Drive Santa Clara CA 95054 | Chief Human Resources Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-27 | 848 | $305.46 | 6,137 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 430 | $250.43 | 6,567 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-01-27 | 553 | $178.39 | 7,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-27 | 848 | $465.10 | 6,272 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-27 | 430 | $465.10 | 5,842 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-27 | 553 | $465.10 | 5,289 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-01-27 | 2,244 | $465.10 | 3,045 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-01-27 | 848 | $0.00 | 848 | $305.46 |
| Common Stock | Stock Option | Disposition | 2021-01-27 | 430 | $0.00 | 430 | $250.43 |
| Common Stock | Stock Option | Disposition | 2021-01-27 | 553 | $0.00 | 553 | $178.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 848 | 2025-05-01 | No | 4 | M | Direct | |
| 1,288 | 2026-05-01 | No | 4 | M | Direct | |
| 552 | 2024-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,972 | Indirect | By 401(k)/ESOP |
Footnotes
- 25%/4yr beginning on 01-May-2018.
- 25%/4yr beginning on 01-May-2019.
- 25%/4yr beginning on 02-May-2017.
Billionaire Hedge Funds
