Filing Details
- Accession Number:
- 0001477932-21-000477
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-28 21:39:12
- Reporting Period:
- 2021-01-26
- Accepted Time:
- 2021-01-28 21:39:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1451512 | Terra Tech Corp. | TRTC | Engines & Turbines (3510) | 263062661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548163 | Derek Peterson | 2040 Main Street Suite 225 Irvine CA 92614 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-01-26 | 2,000 | $0.33 | 987,574 | No | 4 | S | Indirect | See footnote |
Common Stock | Acquisiton | 2021-01-26 | 16,485,714 | $0.00 | 16,485,714 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrants | Acquisiton | 2021-01-26 | 4,945,055 | $0.00 | 4,945,055 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,945,055 | 2021-01-26 | 2026-01-26 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,308,059 | Indirect | By Equity IQ, LLC |
Common Stock | 875,522 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified stock option | $0.07 | 2020-04-02 | 2030-04-02 | 500,000 | 500,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2030-04-02 | 500,000 | 500,000 | Direct |
Footnotes
- Shares of common stock of the corporation then known as OneQor Technologies, Inc. ("OneQor") were converted into shares of common stock of Terra Tech Corp. ("Terra Tech") pursuant to that certain Agreement and Plan of Merger, dated as of October 30, 2019, as amended, by and among Terra Tech, TT Merger Sub, Inc. ("Merger Sub"), OneQor, Matthew Morgan, Larry Martin, and the shareholder representative thereunder (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, each share of OneQor common stock was exchanged for 44.9762 shares of Terra Tech common stock in connection with the merger of Merger Sub into OneQor (the "Merger").
- Common Stock held in the name of the Reporting Person's spouse.
- Shares of common stock issued in conversion of four shares of Series A Preferred Stock.
- Common Stock Purchase Warrants granted in conversion of four shares of Series A Preferred Stock.