Filing Details
- Accession Number:
- 0001209191-21-005921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-28 18:38:03
- Reporting Period:
- 2021-01-25
- Accepted Time:
- 2021-01-28 18:38:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591851 | Marie Shawn Soderberg | 4353 North First Street San Jose CA 951243 | Evp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-01-26 | 6,666 | $0.00 | 340,961 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2021-01-26 | 2,375 | $40.27 | 338,586 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Units | Disposition | 2021-01-25 | 6,666 | $0.00 | 6,666 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2021-01-25 | 6,666 | $0.00 | 6,666 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-01-26 | 6,666 | $0.00 | 6,666 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
6,666 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units ("RSUs").
- Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
- The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.
- The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.