Filing Details

Accession Number:
0001209191-21-005921
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-01-28 18:38:03
Reporting Period:
2021-01-25
Accepted Time:
2021-01-28 18:38:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591851 Marie Shawn Soderberg 4353 North First Street
San Jose CA 951243
Evp, Gc & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-01-26 6,666 $0.00 340,961 No 4 C Direct
Class A Common Stock Disposition 2021-01-26 2,375 $40.27 338,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Units Disposition 2021-01-25 6,666 $0.00 6,666 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2021-01-25 6,666 $0.00 6,666 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-01-26 6,666 $0.00 6,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
6,666 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Sales of shares to satisfy tax withholding obligations incurred in connection with the settlement of vested restricted stock units ("RSUs").
  2. Each RSU represents a contingent right to receive one (1) share of the Issuer's Class B Common Stock upon settlement.
  3. The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.
  4. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Issuer's Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.