Filing Details
- Accession Number:
- 0001730168-21-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-28 17:49:32
- Reporting Period:
- 2021-01-26
- Accepted Time:
- 2021-01-28 17:49:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-01-26 | 142 | $463.32 | 10,458 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-26 | 165 | $464.22 | 10,293 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-26 | 159 | $465.59 | 10,134 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-26 | 64 | $466.16 | 10,070 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 27 | $442.99 | 10,043 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 7 | $444.08 | 10,036 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 76 | $445.22 | 9,960 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 38 | $445.91 | 9,922 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 60 | $447.37 | 9,862 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 72 | $448.74 | 9,790 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 62 | $449.84 | 9,728 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 31 | $450.92 | 9,697 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 61 | $452.35 | 9,636 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-01-27 | 96 | $454.30 | 9,540 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $462.90 to $463.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 949 restricted stock units.
- Transaction executed in multiple trades at prices ranging from $463.90 to $464.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $465.00 to $465.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $466.15 to $466.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $442.45 to $443.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $443.51 to $444.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $444.66 to $445.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $445.74 to $445.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $446.96 to $447.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $448.42 to $448.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $449.73 to $449.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $452.25 to $452.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $454.17 to $454.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
Billionaire Hedge Funds
