Filing Details
- Accession Number:
- 0001628280-21-001019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-28 17:10:08
- Reporting Period:
- 2021-01-26
- Accepted Time:
- 2021-01-28 17:10:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768448 | Harry Robert Willison | C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Disposition | 2021-01-26 | 150,000 | $30.00 | 178,405 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2021-01-26 | 150,000 | $0.93 | 328,405 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Stock Options | Disposition | 2021-01-26 | 150,000 | $0.93 | 150,000 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2019-05-02 | 2024-05-02 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
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