Filing Details
- Accession Number:
- 0001209191-21-005876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-28 16:19:51
- Reporting Period:
- 2021-01-26
- Accepted Time:
- 2021-01-28 16:19:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546777 | L Russell Gordon | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Disposition | 2021-01-26 | 10,405 | $86.72 | 103,997 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2021-01-26 | 20,000 | $25.87 | 123,997 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2021-01-26 | 5,967 | $86.72 | 118,030 | No | 4 | D | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2021-01-26 | 4,365 | $86.72 | 113,665 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2021-01-27 | 9,668 | $84.89 | 103,997 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2021-01-26 | 20,000 | $0.00 | 20,000 | $25.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 220,000 | 2022-07-16 | No | 4 | M | Direct |
Footnotes
- On January 26, 2021, 24,281 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 10,405 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.436 - $85.29. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Includes an aggregate of 19,314 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 13,876 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- The Stock Appreciation Rights vested on July 16, 2013, 2014, 2015 and 2016.
- Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant.
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