Home > Insider Trading > Filing (0001209191-21-005782)

Filing Details

Accession Number:: 0001209191-21-005782
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-27 20:30:30
Reporting Period:: 2021-01-25

Accepted Time:: 2021-01-27 20:30:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746127	Swaminathan Venkataraman	4353 North First Street San Jose CA 95134	Evp & Cto	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-01-26	8,888	$0.00	152,334	No	4	C	Direct
Class A Common Stock	Acquisiton	2021-01-26	14,538	$0.00	166,872	No	4	C	Direct
Class A Common Stock	Disposition	2021-01-26	11,499	$38.92	155,373	No	4	S	Direct
Class A Common Stock	Disposition	2021-01-27	11,927	$39.47	143,446	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units	Disposition	2021-01-25	8,888	$0.00	8,888	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-25	8,888	$0.00	8,888	$0.00
Class B Common Stock	Restricted Stock Units	Disposition	2021-01-25	14,538	$0.00	14,538	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2021-01-25	14,538	$0.00	14,538	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-26	8,888	$0.00	8,888	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-01-26	14,538	$0.00	14,538	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
8,888	No	4	M	Direct
0	No	4	M	Direct
23,426	No	4	M	Direct
14,538	No	4	C	Direct
0	No	4	C	Direct

Footnotes

Sale of shares to cover taxes incurred upon vesting of restricted stock units (the "RSUs"), in accordance with a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $38.08 to $39.8097 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Sale of shares were effected pursuant to a Rule 10b5-1 trading plan by the Reporting Person.
The price reported represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $37.33 to $41.45 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Each RSU represents a contingent right to receive one (1) share of Class B Common Stock of the Issuer upon settlement.
The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.
The Class B Common Stock is convertible into Class A Common Stock of the the Issuer on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the 5th anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than 5% of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary of the Issuer or Chairman of the Board of the Issuer to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar.
The RSUs vested 34% on January 25, 2019 and the remaining RSUs vested in two equal installments on each of January 25, 2020 and January 25, 2021.