Filing Details

Accession Number:
0001181431-11-023703
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-12 17:32:49
Reporting Period:
2011-04-10
Filing Date:
2011-04-12
Accepted Time:
2011-04-12 17:32:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000230 Optical Cable Corp OCC Drawing & Insulating Of Nonferrous Wire (3357) 541237042
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241189 Jr D Neil Wilkin 5290 Concourse Drive
Roanoke VA 24019
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-10 73,889 $0.00 458,889 No 4 A Direct
Common Stock Acquisiton 2011-04-11 511 $4.75 459,400 No 4 P Direct
Common Stock Acquisiton 2011-04-11 200 $4.69 459,600 No 4 P Direct
Common Stock Acquisiton 2011-04-11 400 $4.74 460,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Comon Stock 115 Indirect By Daughter #1
Common Stock 115 Indirect By Daughter #2
Common Stock 115 Indirect By Daughter #3
Common Stock 115 Indirect By Son
Footnotes
  1. Represents awards of restricted stock under the issuer's 2005 incentive stock plan. An award in the amount of 29,556 shares vests quarterly over 16 quarters beginning on July 31, 2011. An award in the amount of 44,333 shares vests annually over a five year award period if certain performance goals are achieved in each of fiscal years 2011, 2012, 2013, 2014 and 2015 with the first possible vesting date being January 31, 2012.
  2. The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  4. The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  5. The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.