Filing Details
- Accession Number:
- 0001181431-11-023703
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-12 17:32:49
- Reporting Period:
- 2011-04-10
- Filing Date:
- 2011-04-12
- Accepted Time:
- 2011-04-12 17:32:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000230 | Optical Cable Corp | OCC | Drawing & Insulating Of Nonferrous Wire (3357) | 541237042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241189 | Jr D Neil Wilkin | 5290 Concourse Drive Roanoke VA 24019 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-10 | 73,889 | $0.00 | 458,889 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 511 | $4.75 | 459,400 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 200 | $4.69 | 459,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-04-11 | 400 | $4.74 | 460,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Comon Stock | 115 | Indirect | By Daughter #1 |
Common Stock | 115 | Indirect | By Daughter #2 |
Common Stock | 115 | Indirect | By Daughter #3 |
Common Stock | 115 | Indirect | By Son |
Footnotes
- Represents awards of restricted stock under the issuer's 2005 incentive stock plan. An award in the amount of 29,556 shares vests quarterly over 16 quarters beginning on July 31, 2011. An award in the amount of 44,333 shares vests annually over a five year award period if certain performance goals are achieved in each of fiscal years 2011, 2012, 2013, 2014 and 2015 with the first possible vesting date being January 31, 2012.
- The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The reporting person disclaims beneficial ownership of all securities held by his minor children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.