Filing Details
- Accession Number:
- 0001209191-21-005740
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-01-27 18:13:29
- Reporting Period:
- 2020-02-05
- Accepted Time:
- 2021-01-27 18:13:29
- Original Submission Date:
- 2020-02-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1648231 | Brian Lillie | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-02-05 | 7,000 | $87.76 | 20,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- The original Form 4 incorrectly reported the number of shares held following the reported transaction as a result of indicating that 4,064 restricted stock units (RSUs) had been moved from Table I and would be reported in Table II at the time of vesting for ongoing reporting purposes. Such RSUs were not moved from Table I to Table II.
- The number of shares beneficially owned following the reported transaction is as of February 5, 2020.