Filing Details
- Accession Number:
- 0001209191-21-005734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-27 17:54:37
- Reporting Period:
- 2021-01-25
- Accepted Time:
- 2021-01-27 17:54:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 56701 | Koss Corp | KOSS | Household Audio & Video Equipment (3651) | 391168275 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484415 | Donnan David Smith | Koss Corporation 4129 N. Port Washington Ave. Milwaukee WI 53212 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-01-25 | 24,000 | $2.57 | 49,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-01-25 | 24,000 | $5.85 | 25,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-01-25 | 24,000 | $0.00 | 24,000 | $2.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2025-07-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30 | Indirect | ESOP |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020.
- This Stock Option vests in five equal annual installments beginning on July 29, 2016.
Billionaire Hedge Funds
