Filing Details
- Accession Number:
- 0001140361-21-002358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-27 17:09:16
- Reporting Period:
- 2021-01-25
- Accepted Time:
- 2021-01-27 17:09:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1825088 | Dream Finders Homes Inc. | DFH | Operative Builders (1531) | 852983036 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1841157 | A. Rick Moyer | 14701 Philips Highway, Suite 300 Jacksonville FL 32256 | Senior Vp And Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-01-25 | 764,211 | $0.00 | 764,211 | No | 4 | J | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-01-25 | 139,650 | $0.00 | 139,650 | No | 4 | J | Indirect | See Footnote |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-01-25 | 30,000 | $13.00 | 794,211 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | See Footnote |
No | 4 | P | Direct |
Footnotes
- Such shares of Class A common stock ("Class A Common Stock") of Dream Finders Homes, Inc. ("Issuer") were received in connection with the closing of the initial public offering of Issuer in exchange for previously held interests in Dream Finders Holdings LLC, pursuant to that certain Agreement and Plan of Merger, dated as of January 20, 2021, by and among Issuer, Dream Finders Holdings LLC and DFH Merger Sub LLC.
- Such shares of Class A Common Stock are owned directly by the Equity Trust Company Custodian FAO, Rick Moyer, a self-directed IRA.
- The reporting person purchased these shares of Class A Common Stock through the reserved share program conducted in connection with the initial public offering of Issuer.