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Filing Details

Accession Number:: 0000899243-21-003478
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-01-27 16:30:25
Reporting Period:: 2021-01-25

Accepted Time:: 2021-01-27 16:30:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
886982	Goldman Sachs Group Inc	GS	Security Brokers, Dealers & Flotation Companies (6211)	134019460

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1789321	M Elizabeth Hammack	C/O Goldman Sachs &Amp; Co. Llc 200 West Street New York NY 10282	Global Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2021-01-25	9,872	$0.00	10,941	No	4	M	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	5,023	$289.39	5,918	No	4	F	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	310	$279.59	13,362	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	600	$280.26	12,762	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	800	$281.68	11,962	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	2,623	$282.75	9,339	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	200	$283.64	9,139	No	4	S	Indirect	See footnote
Common Stock, Par Value $0.01 Per Share	Disposition	2021-01-25	200	$284.09	8,939	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, Par Value $0.01 Per Share	Restricted Stock Units	Disposition	2021-01-25	9,872	$0.00	9,872	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.
Reflects a weighted average sale price of $279.59 per share, at prices ranging from $278.95 to $279.92 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $280.26 per share, at prices ranging from $280.09 to $280.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $281.68 per share, at prices ranging from $281.27 to $282.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $282.75 per share, at prices ranging from $282.28 to $283.11 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustees of which are immediate family members of the Reporting Person and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.