Filing Details
- Accession Number:
- 0001118980-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-12 17:00:54
- Reporting Period:
- 2011-04-08
- Filing Date:
- 2011-04-12
- Accepted Time:
- 2011-04-12 17:00:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18061 | Cascade Corp | CASC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 930136592 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1118980 | Jr C Robert Warren | Po Box 20187 Portland OR 97294 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-08 | 200 | $46.95 | 97,649 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-08 | 200 | $46.98 | 97,449 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-08 | 412 | $47.13 | 97,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-08 | 400 | $47.15 | 96,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-08 | 100 | $47.19 | 96,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-08 | 400 | $47.33 | 96,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to purchase) | Disposition | 2011-04-08 | 52,273 | $0.00 | 52,273 | $11.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2001-06-14 | 2011-06-14 | No | 4 | M | Direct |
Footnotes
- The option was granted for 52,273 shares on 06/14/2001 and became exercisable for 25% of the shares on each of the first four anniversaries.
Billionaire Hedge Funds
