Filing Details
- Accession Number:
- 0001209191-21-005470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-01-26 17:24:07
- Reporting Period:
- 2020-12-16
- Accepted Time:
- 2021-01-26 17:24:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Biological Products, (No Disgnostic Substances) (2836) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1717947 | Dorman Followwill | C/O Sorrento Therapeutics, Inc. 4955 Directors Place San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-11 | 1,000 | $0.00 | 3,130 | No | 5 | W | Direct | |
Common Stock | Disposition | 2020-12-16 | 1,000 | $7.14 | 2,130 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | W | Direct | |
No | 4 | S | Direct |